Key facts
- This page summarizes Rowan E. Chapman's Form 4 filing for Natera, Inc. (NTRA).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Sep 2021, 19:17.
Rowan E. Chapman - 17 Sep 2021 Form 4 Insider Report for Natera, Inc. (NTRA)
- Reporting relationship
- Director
- Issuer ticker
- NTRA
- Reported as of
- 17 Sep 2021
- Net transaction value
- -$487,424
- SEC form
- 4
- Accepted by SEC
- 21 Sep 2021, 19:17:55 UTC
- Prior SEC filing
- 19 Aug 2021
- Next SEC filing
- 27 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel Rabinowitz, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rowan E. Chapman filed Form 4 for Natera, Inc. (NTRA) on 21 Sep 2021.
Change
- Previous filing in this sequence was filed on 19 Aug 2021.
- Current net transaction value: -$487,424.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTRA
transaction
Common Stock
Options Exercise
- Transaction value
- $176,825
- Shares
- +5,500
- Change %
- +113%
- Price
- $32.15
- Shares after
- 10,356
- Date
- 17 Sep 2021
- Ownership
- Direct
NTRA
transaction
Common Stock
Sale
- Transaction value
- $120,083
- Shares
- -1,000
- Change %
- -9.7%
- Price
- $120.08
- Shares after
- 9,356
- Date
- 17 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F2
NTRA
transaction
Common Stock
Sale
- Transaction value
- $544,167
- Shares
- -4,500
- Change %
- -48%
- Price
- $120.93
- Shares after
- 4,856
- Date
- 17 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTRA
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -5,500
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 11,000
- Date
- 17 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,500
- Exercise price
- $32.15
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expired on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
Footnote F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.46 to $120.38 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.48 to $121.30 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F4
These reported shares are subject to restrictions in the Lock-Up Letter Agreement.
Footnote F5
The option shares vest over three years. A third of the option shares vested and became exercisable on August 15, 2020 and the remaining shares vest in 2 equal annual installments thereafter.