Raul Parra Jr. - 08 Sep 2021 Form 4 Insider Report for MERIT MEDICAL SYSTEMS INC (MMSI)

Role
CFO AND TREASURER
Signature
/s/ Brian G. Lloyd, Attorney-in-Fact
Issuer symbol
MMSI
Transactions as of
08 Sep 2021
Net transactions value
-$108,820
Form type
4
Filing time
10 Sep 2021, 16:48:59 UTC
Previous filing
26 May 2021
Next filing
01 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMSI Common Stock, No Par Value Options Exercise $89,600 +2,000 +85% $44.80 4,343 08 Sep 2021 Direct
transaction MMSI Common Stock, No Par Value Sale $144,020 -2,000 -46% $72.01 2,343 08 Sep 2021 Direct F1
transaction MMSI Common Stock, No Par Value Options Exercise $89,600 +2,000 +85% $44.80 4,343 09 Sep 2021 Direct
transaction MMSI Common Stock, No Par Value Sale $144,000 -2,000 -46% $72.00 2,343 09 Sep 2021 Direct
holding MMSI Common Stock, No Par Value 2,906 08 Sep 2021 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMSI Non-qualified stock options (right to buy) Options Exercise $0 -2,000 -25% $0.000000 6,000 08 Sep 2021 Common Stock 2,000 $44.80 Direct F3
transaction MMSI Non-qualified stock options (right to buy) Options Exercise $0 -2,000 -33% $0.000000 4,000 09 Sep 2021 Common Stock 2,000 $44.80 Direct F3
holding MMSI Non-qualified stock options (right to buy) 2,000 08 Sep 2021 Common Stock 2,000 $28.20 Direct F4
holding MMSI Non-qualified stock options (right to buy) 30,000 08 Sep 2021 Common Stock 30,000 $55.73 Direct F5
holding MMSI Non-qualified stock options (right to buy) 16,722 08 Sep 2021 Common Stock 16,722 $37.71 Direct F6
holding MMSI Non-qualified stock options (right to buy) 9,681 08 Sep 2021 Common Stock 9,681 $56.25 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2 Represents plan holdings as of 09/09/2021.
F3 Becomes exercisable in equal annual installments of 20% commencing 03/02/2019.
F4 Becomes exercisable in equal annual installments of 20% commencing 04/14/2018.
F5 Becomes exercisable in equal annual installments of 20% commencing 03/01/2020.
F6 Becomes exercisable in equal annual installments of 25% commencing 02/26/2021.
F7 Becomes exercisable in equal annual installments of 25% commencing 03/19/2022.