Victoria Reich - Sep 8, 2021 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
Director
Signature
/s/ David F. Duvick, Attorney-in-Fact for Victoria J. Reich
Stock symbol
ECL
Transactions as of
Sep 8, 2021
Transactions value $
-$677,677
Form type
4
Date filed
9/10/2021, 04:37 PM
Previous filing
Jul 6, 2021
Next filing
Sep 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $83.2K +1.3K +6.13% $64.00 22.5K Sep 8, 2021 Direct
transaction ECL Common Stock Options Exercise $270K +3.2K +14.21% $84.27 25.7K Sep 8, 2021 Direct
transaction ECL Common Stock Sale -$1.03M -4.5K -17.5% $229.00 21.2K Sep 8, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Non-Employee Director Stock Option (Right to Buy) Options Exercise $0 -1.3K -100% $0.00* 0 Sep 8, 2021 Common Stock 1.3K $64.00 Direct F2
transaction ECL Non-Employee Director Stock Option (Right to Buy) Options Exercise $0 -3.2K -100% $0.00* 0 Sep 8, 2021 Common Stock 3.2K $84.27 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $229.000 to $229.035, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.