| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Award | $0 | +249K | +300.23% | $0.00 | 332K | Sep 9, 2021 | Direct | F1 |
| transaction | AXON | Common Stock | Tax liability | -$20.1M | -111K | -33.35% | $181.15 | 222K | Sep 9, 2021 | Direct | F2 |
| transaction | AXON | Common Stock | Sale | -$867K | -4.78K | -2.16% | $181.37 | 217K | Sep 9, 2021 | Direct | F3, F4 |
| transaction | AXON | Common Stock | Sale | -$182K | -1K | -0.46% | $182.37 | 216K | Sep 9, 2021 | Direct | F3, F5 |
| transaction | AXON | Common Stock | Sale | -$238K | -1.3K | -0.6% | $183.41 | 215K | Sep 9, 2021 | Direct | F3, F6 |
| transaction | AXON | Common Stock | Sale | -$92.3K | -500 | -0.23% | $184.58 | 214K | Sep 9, 2021 | Direct | F3, F7 |
| transaction | AXON | Common Stock | Sale | -$540K | -2.9K | -1.35% | $186.09 | 211K | Sep 9, 2021 | Direct | F3, F8 |
| transaction | AXON | Common Stock | Sale | -$112K | -600 | -0.28% | $186.73 | 211K | Sep 9, 2021 | Direct | F3, F9 |
| Id | Content |
|---|---|
| F1 | The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes. |
| F2 | Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year minimum holding period. |
| F3 | Securities disposed represent securities sold on the open market to settle the reporting person's income tax obligations pursuant to Arizona Proposition 208, which was passed in the November 2020 state-wide election, incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. |
| F4 | The transaction was executed in multiple trades at prices ranging from $180.84 to $181.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $181.89 to $182.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $183.00 to $183.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $184.06 to $185.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $185.56 to $186.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $186.62 to $186.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |