Jonathan Sheena - 30 Aug 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Reporting relationship: Director, CO-FOUNDER
Issuer ticker: NTRA
Reported as of: 30 Aug 2021
Net transaction value: -$1,993,745
SEC form: 4
Accepted by SEC: 01 Sep 2021, 21:06:11 UTC
Prior SEC filing: 26 Jul 2021
Next SEC filing: 13 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Tami Chen, Attorney-in-Fact

Key filing fact

Jonathan Sheena filed Form 4 for Natera, Inc. (NTRA) on 01 Sep 2021.

Key facts

This page summarizes Jonathan Sheena's Form 4 filing for Natera, Inc. (NTRA).
18 reported transactions and 8 derivative rows are listed below.
Accepted by SEC: 01 Sep 2021, 21:06.

Change

Previous filing in this sequence was filed on 26 Jul 2021.
Current net transaction value: -$1,993,745.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NTRA transaction

Common Stock

Options Exercise

Transaction value: $1,673
Shares: +310
Change %: +0.07%
Price: $5.40^*
Shares after: 455,940
Date: 30 Aug 2021
Ownership: Direct

NTRA transaction

Common Stock

Options Exercise

Transaction value: $1,611
Shares: +168
Change %: +0.04%
Price: $9.59^*
Shares after: 456,108
Date: 30 Aug 2021
Ownership: Direct

NTRA transaction

Common Stock

Options Exercise

Transaction value: $19,779
Shares: +1,900
Change %: +0.42%
Price: $10.41^*
Shares after: 458,008
Date: 30 Aug 2021
Ownership: Direct

NTRA transaction

Common Stock

Options Exercise

Transaction value: $18,041
Shares: +1,942
Change %: +0.42%
Price: $9.29^*
Shares after: 459,950
Date: 30 Aug 2021
Ownership: Direct

NTRA transaction

Common Stock

Sale

Transaction value: $524,284
Shares: -4,320
Change %: -0.94%
Price: $121.36
Shares after: 455,630
Date: 30 Aug 2021
Ownership: Direct
Footnotes: F1, F2

NTRA transaction

Common Stock

Options Exercise

Transaction value: $5,492
Shares: +1,018
Change %: +0.22%
Price: $5.40^*
Shares after: 456,648
Date: 01 Sep 2021
Ownership: Direct

NTRA transaction

Common Stock

Options Exercise

Transaction value: $5,294
Shares: +552
Change %: +0.12%
Price: $9.59^*
Shares after: 457,200
Date: 01 Sep 2021
Ownership: Direct

NTRA transaction

Commom Stock

Options Exercise

Transaction value: $68,133
Shares: +6,545
Change %: +1.4%
Price: $10.41^*
Shares after: 463,745
Date: 01 Sep 2021
Ownership: Direct

NTRA transaction

Common Stock

Options Exercise

Transaction value: $50,389
Shares: +5,424
Change %: +1.2%
Price: $9.29^*
Shares after: 469,169
Date: 01 Sep 2021
Ownership: Direct

NTRA transaction

Common Stock

Sale

Transaction value: $1,639,873
Shares: -13,539
Change %: -2.9%
Price: $121.12
Shares after: 455,630
Date: 01 Sep 2021
Ownership: Direct
Footnotes: F1, F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -310
Change %: -23%
Price: $0.000000
Shares after: 1,018
Date: 30 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 310
Exercise price: $5.40
Footnotes: F5

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -168
Change %: -0.42%
Price: $0.000000
Shares after: 40,167
Date: 30 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 168
Exercise price: $9.59
Footnotes: F6

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -1,900
Change %: -5.4%
Price: $0.000000
Shares after: 33,380
Date: 30 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,900
Exercise price: $10.41
Footnotes: F7

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -1,942
Change %: -11%
Price: $0.000000
Shares after: 15,404
Date: 30 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,942
Exercise price: $9.29
Footnotes: F8

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -1,018
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,018
Exercise price: $5.40
Footnotes: F5

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -552
Change %: -1.4%
Price: $0.000000
Shares after: 39,615
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 552
Exercise price: $9.59
Footnotes: F6

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -6,545
Change %: -20%
Price: $0.000000
Shares after: 26,835
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,545
Exercise price: $10.41
Footnotes: F7

NTRA transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -5,424
Change %: -35%
Price: $0.000000
Shares after: 9,980
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,424
Exercise price: $9.29
Footnotes: F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Footnote F2

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.54 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Footnote F5

The option shares vested fully and became exercisable on November 20, 2019.

Footnote F6

The option shares vested fully and became exercisable on April 1, 2020.

Footnote F7

The option shares vested fully and became exercisable on March 21, 2021.

Footnote F8

The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.