Timothy P. Mulhere - Aug 19, 2021 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - GLOBAL INST
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Timothy P. Mulhere
Stock symbol
ECL
Transactions as of
Aug 19, 2021
Transactions value $
-$2,358,580
Form type
4
Date filed
8/20/2021, 05:21 PM
Previous filing
May 11, 2021
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $343K +2.88K +15.17% $119.12 21.8K Aug 19, 2021 Direct
transaction ECL Common Stock Sale -$636K -2.88K -13.17% $221.00 19K Aug 19, 2021 Direct F1
transaction ECL Common Stock Options Exercise $2.41M +20.2K +106.47% $119.12 39.2K Aug 20, 2021 Direct
transaction ECL Common Stock Sale -$4.47M -20.2K -51.57% $221.40 19K Aug 20, 2021 Direct F2
holding ECL Common Stock 1.93K Aug 19, 2021 By Ecolab Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -2.88K -12.47% $0.00 20.2K Aug 19, 2021 Common Stock 2.88K $119.12 Direct F4
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -20.2K -100% $0.00* 0 Aug 20, 2021 Common Stock 20.2K $119.12 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.03, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.85, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3 Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2021. Includes 6.687 UNITS acquired since the reporting person's last report. (The 1,925.306 UNITS are the equivalent of approximately 3,530 SHARES of the issuer's Common Stock.)
F4 The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.