Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ZI | Class A Common Stock | Conversion of derivative security | +240K | 240K | Jul 1, 2021 | See Footnote | F1, F2, F3 | |||
transaction | ZI | Class A Common Stock | Sale | -$6.41M | -127K | -53% | $50.50 | 113K | Jul 1, 2021 | See Footnote | F1, F2, F4 |
transaction | ZI | Class A Common Stock | Sale | -$5.78M | -113K | -99.91% | $51.39 | 100 | Jul 1, 2021 | See Footnote | F1, F2, F5 |
transaction | ZI | Class A Common Stock | Sale | -$5.22K | -100 | -100% | $52.22 | 0 | Jul 1, 2021 | See Footnote | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ZI | LLC Units of ZoomInfo Holdings LLC | Conversion of derivative security | $0 | -240K | -0.93% | $0.00 | 25.5M | Jul 1, 2021 | Class A Common Stock | 240K | See Footnote | F3, F6 |
Id | Content |
---|---|
F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. |
F2 | Reflects securities held directly by DO Holdings. |
F3 | Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. |
F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.06 to $51.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.06 to $52.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
F6 | Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings following the sales reported in this Form 4. |