Robert R. Ruffolo - 01 Jul 2021 Form 4 Insider Report for Sigilon Therapeutics, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Jul 2021, 16:16:05 UTC
Prior SEC filing
28 Jun 2021
Next SEC filing
05 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew Kowalsky, Attorney-in-Fact

Key filing fact

Robert R. Ruffolo filed Form 4 for Sigilon Therapeutics, Inc. on 02 Jul 2021.

Key facts

  • This page summarizes Robert R. Ruffolo's Form 4 filing for Sigilon Therapeutics, Inc..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Jul 2021, 16:16.

Change

  • Previous filing in this sequence was filed on 28 Jun 2021.
  • Current net transaction value: -$66,082.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGTX transaction

Common Stock

Options Exercise

Transaction value
$3,848
Shares
+6,750
Change %
Price
$0.5700
Shares after
6,750
Date
01 Jul 2021
Ownership
Direct
Footnotes
F1
SGTX transaction

Common Stock

Sale

Transaction value
$69,930
Shares
-6,750
Change %
-100%
Price
$10.36*
Shares after
0
Date
01 Jul 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SGTX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-6,750
Change %
-12%
Price
$0.000000
Shares after
48,805
Date
01 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,750
Exercise price
$0.5700
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Footnote F2

The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.17 to $10.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Footnote F3

The option vested as to 25% of the underlying shares of common stock on July 14, 2017, the first anniversary of the vesting commencement date, and at a rate of 6.25% of the underlying shares thereafter on the first day of each quarter following such date until the option is fully vested.

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