Simeon Schindelman - 29 Jan 2021 Form 4 Insider Report for Bright Health Group Inc. (NEUE)

Role
CEO, BRIGHT HEALTHCARE
Signature
/s/ Eric Halverson for Simeon Schindelman, Attorney-in-Fact
Issuer symbol
NEUE
Transactions as of
29 Jan 2021
Net transactions value
+$1,374,217
Form type
4
Filing time
30 Jun 2021, 21:50:33 UTC
Next filing
30 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHG Common Stock Options Exercise $919,809 +518,787 +920% $1.77* 575,175 29 Jan 2021 Direct
transaction BHG Common Stock Options Exercise $127,475 +71,898 +13% $1.77* 647,073 20 Mar 2021 Direct
transaction BHG Common Stock Gift $0 -459,237 -71% $0.000000 187,836 13 Apr 2021 Direct
transaction BHG Common Stock Gift $0 +459,237 $0.000000 459,237 13 Apr 2021 See Footnote F1
transaction BHG Common Stock Gift $0 -187,836 -100% $0.000000* 0 13 Apr 2021 Direct
transaction BHG Common Stock Gift $0 +187,836 $0.000000 187,836 13 Apr 2021 By spouse
transaction BHG Common Stock Options Exercise $63,738 +35,949 $1.77* 35,949 16 Apr 2021 Direct
transaction BHG Common Stock Gift $0 -187,836 -100% $0.000000* 0 20 Apr 2021 By spouse
transaction BHG Common Stock Gift $0 +187,836 $0.000000 187,836 20 Apr 2021 See Footnote F2
transaction BHG Common Stock Gift $0 -35,949 -100% $0.000000* 0 28 Apr 2021 Direct
transaction BHG Common Stock Gift $0 +35,949 $0.000000 35,949 28 Apr 2021 By spouse
transaction BHG Common Stock Gift $0 -35,949 -100% $0.000000* 0 05 May 2021 By spouse
transaction BHG Common Stock Gift $0 +35,949 +19% $0.000000 223,785 05 May 2021 See Footnote F2
transaction BHG Common Stock Options Exercise $63,732 +35,946 $1.77* 35,946 16 May 2021 Direct
transaction BHG Common Stock Options Exercise $199,462 +112,500 +313% $1.77* 148,466 28 May 2021 Direct
transaction BHG Common Stock Gift $0 -35,946 -24% $0.000000 112,500 01 Jun 2021 Direct
transaction BHG Common Stock Gift $0 +35,946 $0.000000 35,946 01 Jun 2021 By spouse
transaction BHG Common Stock Gift $0 -35,946 -100% $0.000000* 0 08 Jun 2021 By spouse
transaction BHG Common Stock Gift $0 +35,946 +16% $0.000000 259,731 08 Jun 2021 See Footnote F2
transaction BHG Common Stock Gift $0 -112,500 -100% $0.000000* 0 10 Jun 2021 Direct
transaction BHG Common Stock Gift $0 +112,500 +24% $0.000000 571,737 10 Jun 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHG Restricted Stock Units Award $0 +1,050,000 $0.000000 1,050,000 28 Jun 2021 Common Stock 1,050,000 Direct F3, F4, F5
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -493,611 -31% $0.000000 1,100,001 29 Jan 2021 Common Stock 493,611 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -25,176 -33% $0.000000 50,358 29 Jan 2021 Common Stock 25,176 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -68,751 -6.3% $0.000000 1,031,250 20 Mar 2021 Common Stock 68,751 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -3,147 -6.2% $0.000000 47,211 20 Mar 2021 Common Stock 3,147 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -34,374 -3.3% $0.000000 996,876 16 Apr 2021 Common Stock 34,474 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -1,575 -3.3% $0.000000 45,636 16 Apr 2021 Common Stock 1,575 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -34,374 -3.4% $0.000000 962,502 16 May 2021 Common Stock 34,474 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -1,572 -3.4% $0.000000 44,064 16 May 2021 Common Stock 1,572 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -112,500 -25% $0.000000 337,500 28 May 2021 Common Stock 112,500 $1.77 Direct F8
holding BHG Stock Options (Right to Buy) 300,000 29 Jan 2021 Common Stock 300,000 $2.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects securities held by Simeon Schindelman 2012 Irrevocable Grantor Trust, under agreement date December 18, 2012, of which Michael Schindelman is trustee.
F2 Reflects securities held by Laura Schindelman 2012 Irrevocable Grantor Trust, under agreement date December 18, 2012, of which Michael Schindelman is trustee.
F3 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").
F4 These performance-based restricted stock units ("PSUs") shall vest if the performance conditions described below are met.
F5 These PSUs shall vest as follows if the following price per share goals are met.
F6 These stock options vest over four years as follows: (a) 25% vested on September 16, 2020, and (b) 1/48 of the original grant amount (of 1,650,000) vests in monthly installments for the following three years.
F7 These stock options vest over four years as follows: (a) 25% vested on September 16, 2020, and (b) 1/48 of the original grant amount (of 75,534) vests in monthly installments for the following three years.
F8 These stock options vest over four years as follows: (a) 25% vested on May 28, 2021, and (b) 1/48 of the original grant amount (of 450,000) vests in monthly installments for the following three years.
F9 These stock options vest over four years as follows: (a) 25% vest on December 18, 2021, and (b) 1/48 of the original grant amount (of 300,000) vests in monthly installments for the following three years.