Cathy R. Smith - 19 Feb 2021 Form 4 Insider Report for Bright Health Group Inc. (NEUE)

Role
CFO & ADMINISTRATIVE OFFICER
Signature
/s/ Eric Halverson for Catherine R. Smith
Issuer symbol
NEUE
Transactions as of
19 Feb 2021
Net transactions value
+$1,848,571
Form type
4
Filing time
30 Jun 2021, 21:45:16 UTC
Next filing
30 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHG Common Stock Options Exercise $1,224,476 +690,624 $1.77 690,624 19 Feb 2021 Direct
transaction BHG Common Stock Options Exercise $265,950 +150,000 +22% $1.77 840,624 19 Feb 2021 Direct
transaction BHG Common Stock Gift $0 -840,624 -100% $0.000000* 0 19 Feb 2021 Direct
transaction BHG Common Stock Gift $0 +840,624 $0.000000 840,624 19 Feb 2021 By The Smith Family Grantor Retained Annuity Trust F1
transaction BHG Common Stock Options Exercise $94,189 +53,124 $1.77 53,124 06 Mar 2021 Direct
transaction BHG Common Stock Gift $0 -53,124 -100% $0.000000* 0 06 Mar 2021 Direct
transaction BHG Common Stock Gift $0 +53,124 +6.3% $0.000000 893,748 06 Mar 2021 By The Smith Family Grantor Retained Annuity Trust F1
transaction BHG Common Stock Options Exercise $22,159 +12,498 $1.77 12,498 19 Mar 2021 Direct
transaction BHG Common Stock Gift $0 -6,252 -50% $0.000000 6,246 19 Mar 2021 Direct
transaction BHG Common Stock Gift $0 +6,252 +0.7% $0.000000 900,000 19 Mar 2021 By The Smith Family Grantor Retained Annuity Trust F1
transaction BHG Common Stock Options Exercise $94,194 +53,127 +851% $1.77 59,373 06 Apr 2021 Direct
transaction BHG Common Stock Options Exercise $22,164 +12,501 +21% $1.77 71,874 21 Apr 2021 Direct
transaction BHG Common Stock Options Exercise $94,189 +53,124 +74% $1.77 124,998 06 May 2021 Direct
transaction BHG Common Stock Options Exercise $22,164 +12,501 +10% $1.77 137,499 19 May 2021 Direct
transaction BHG Common Stock Options Exercise $9,085 +5,124 +3.7% $1.77 142,623 06 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHG Restrict Stock Units Award $0 +1,050,000 $0.000000 1,050,000 28 Jun 2021 Common Stock 1,050,000 Direct F2, F3, F4
transaction BHG Stock Options (Right to Buy) Award $0 +1,200,000 $0.000000 1,200,000 19 Feb 2021 Common Stock 1,200,000 $2.30 Direct F5
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -690,624 -27% $0.000000 1,859,376 19 Feb 2021 Common Stock 690,624 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -150,000 -25% $0.000000 450,000 19 Feb 2021 Common Stock 150,000 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -53,124 -2.9% $0.000000 1,806,252 06 Mar 2021 Common Stock 53,124 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -12,498 -2.8% $0.000000 437,502 19 Mar 2021 Common Stock 12,498 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -53,127 -2.9% $0.000000 1,753,125 06 Apr 2021 Common Stock 53,127 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -12,501 -2.9% $0.000000 425,001 21 Apr 2021 Common Stock 12,501 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -53,124 -3% $0.000000 1,700,001 06 May 2021 Common Stock 53,124 $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -12,501 -2.9% $0.000000 412,500 19 May 2021 Common Stock 12,501 $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -5,124 -0.3% $0.000000 1,694,877 06 Jun 2021 Common Stock 5,124 $1.77 Direct F6
holding BHG Stock Options (Right to Buy) 450,000 19 Feb 2021 Common Stock 450,000 $2.30 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit Catherine R. Smith and Ryan T. Smith are the sole trustees.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").
F3 These performance-based restricted stock units ("PSUs") shall vest if the performance conditions described below are met.
F4 These PSUs shall vest as follows if the following price per share goals are met.
F5 These stock options vest over four years as follows: (a) 25% vests on June 24, 2022 and (b) 1/48 of the original grant amount vests in monthly installments for the following three years.
F6 These stock options vest over four years as follows: (a) 25% vested on January 6, 2021, and (b) 1/48 of the original grant amount (2,550,000) vests in monthly installments for the following three years.
F7 These stock options vest over four years as follows: (a) 25% vested on February 19, 2021, and (b) 1/48 of the original grant amount (600,000) vests in monthly installments for the following three years.
F8 These stock options vest over four years as follows: (a) 25% vests on December 18, 2021, and (b) 1/48 of the original grant amount vests in monthly installments for the following three years.