Robert Alan Schueren - 27 Jun 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Signature
/s/ Tami Chen, Attorney-in-Fact
Issuer symbol
NTRA
Transactions as of
27 Jun 2021
Net transactions value
-$162,366
Form type
4
Filing time
29 Jun 2021, 19:12:29 UTC
Previous filing
16 Jun 2021
Next filing
09 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +2,749 +13% 24,646 27 Jun 2021 Direct F1, F2, F3
transaction NTRA Common Stock Sale $162,366 -1,381 -5.6% $117.57 23,265 28 Jun 2021 Direct F4
holding NTRA Common Stock 54,463 27 Jun 2021 Robert A Schueren & Deborah A Schueren Rev Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -2,749 -8.3% $0.000000 30,244 27 Jun 2021 Common Stock 2,749 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 Excludes 1,281 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.
F4 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
F5 Mr. Schueren is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. Mr. Schueren disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F6 The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.