Matthew Rabinowitz - 22 Jun 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
EXECUTIVE CHAIRMAN, Director
Signature
/s/ Tami Chen, Attorney-in-Fact
Issuer symbol
NTRA
Transactions as of
22 Jun 2021
Net transactions value
-$11,403
Form type
4
Filing time
24 Jun 2021, 20:07:20 UTC
Previous filing
11 Jun 2021
Next filing
15 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +400 +0.07% 579,994 22 Jun 2021 Direct F1, F2
transaction NTRA Common Stock Sale $11,403 -99 -0.02% $115.18 579,895 23 Jun 2021 Direct F3
holding NTRA Common Stock 613,496 22 Jun 2021 Matthew Rabinowitz Grantor Retained Annuity Trust
holding NTRA Common Stock 40,000 22 Jun 2021 RMDM Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -400 -12% $0.000000 2,802 22 Jun 2021 Common Stock 400 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F4 The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.