Matthew Rabinowitz - Jun 22, 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
EXECUTIVE CHAIRMAN, Director
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Jun 22, 2021
Transactions value $
-$11,403
Form type
4
Date filed
6/24/2021, 08:07 PM
Previous filing
Jun 11, 2021
Next filing
Jul 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +400 +0.07% 580K Jun 22, 2021 Direct F1, F2
transaction NTRA Common Stock Sale -$11.4K -99 -0.02% $115.18 580K Jun 23, 2021 Direct F3
holding NTRA Common Stock 613K Jun 22, 2021 Matthew Rabinowitz Grantor Retained Annuity Trust
holding NTRA Common Stock 40K Jun 22, 2021 RMDM Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -400 -12.49% $0.00 2.8K Jun 22, 2021 Common Stock 400 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F4 The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.