Laurance Roberts - 10 Jun 2021 Form 4 Insider Report for El Pollo Loco Holdings, Inc. (LOCO)

Role: CHIEF FINANCIAL OFFICER
Signature: /s/ Anne Jollay, Attorney-in-Fact
Issuer symbol: LOCO
Transactions as of: 10 Jun 2021
Net transactions value: -$153,730
Form type: 4
Filing time: 14 Jun 2021, 20:00:37 UTC
Previous filing: 14 May 2021
Next filing: 28 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LOCO	Common Stock	Options Exercise	$70,179	+12,017	+12%	$5.84	114,407	10 Jun 2021	Direct	F1
transaction	LOCO	Common Stock	Options Exercise	$6,474	+1,583	+1.4%	$4.09	115,990	10 Jun 2021	Direct	F1
transaction	LOCO	Common Stock	Sale	$230,384	-13,600	-12%	$16.94	102,390	10 Jun 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LOCO	Stock Options (right to buy)	Options Exercise	$0	-1,583	-100%	$0.000000^*	0	10 Jun 2021	Common Stock	1,583	$4.09	Direct	F1
transaction	LOCO	Stock Options (right to buy)	Options Exercise	$0	-12,017	-6.1%	$0.000000	184,950	10 Jun 2021	Common Stock	12,017	$5.84	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.
F2	Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.15 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.

Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.15 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.