Laurance Roberts - Jun 10, 2021 Form 4 Insider Report for El Pollo Loco Holdings, Inc. (LOCO)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Anne Jollay, Attorney-in-Fact
Stock symbol
LOCO
Transactions as of
Jun 10, 2021
Transactions value $
-$153,730
Form type
4
Date filed
6/14/2021, 08:00 PM
Previous filing
May 14, 2021
Next filing
Jun 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOCO Common Stock Options Exercise $70.2K +12K +11.74% $5.84 114K Jun 10, 2021 Direct F1
transaction LOCO Common Stock Options Exercise $6.47K +1.58K +1.38% $4.09 116K Jun 10, 2021 Direct F1
transaction LOCO Common Stock Sale -$230K -13.6K -11.73% $16.94 102K Jun 10, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LOCO Stock Options (right to buy) Options Exercise $0 -1.58K -100% $0.00* 0 Jun 10, 2021 Common Stock 1.58K $4.09 Direct F1
transaction LOCO Stock Options (right to buy) Options Exercise $0 -12K -6.1% $0.00 185K Jun 10, 2021 Common Stock 12K $5.84 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.
F2 Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.15 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.