Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | DISH | Class A Common Stock | 3.26M | Jun 3, 2021 | Direct | ||||||
holding | DISH | Class A Common Stock | 322 | Jun 3, 2021 | I | F1 | |||||
holding | DISH | Class A Common Stock | 21.3K | Jun 3, 2021 | I | F2 | |||||
holding | DISH | Class A Common Stock | 2.66K | Jun 3, 2021 | I | F3 | |||||
holding | DISH | Class A Common Stock | 11K | Jun 3, 2021 | I | F4 | |||||
holding | DISH | Class A Common Stock | 2.17M | Jun 3, 2021 | I | F5 | |||||
holding | DISH | Class A Common Stock | 22.9M | Jun 3, 2021 | I | F6 | |||||
holding | DISH | Class A Common Stock | 6.7M | Jun 3, 2021 | I | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DISH | Class B Common Stock | Gift | -50M | -90.71% | 5.12M | Jun 3, 2021 | Class A Common Stock | 50M | Direct | F8, F9 | |||
transaction | DISH | Class B Common Stock | Gift | +50M | 50M | Jun 3, 2021 | Class A Common Stock | 50M | I | F8, F9 | ||||
holding | DISH | Class B Common Stock | 42M | Jun 3, 2021 | Class A Common Stock | 42M | I | F8, F10 | ||||||
holding | DISH | Class B Common Stock | 18.5M | Jun 3, 2021 | Class A Common Stock | 18.5M | I | F8, F11 | ||||||
holding | DISH | Class B Common Stock | 40.1M | Jun 3, 2021 | Class A Common Stock | 40.1M | I | F8, F12 | ||||||
holding | DISH | Class B Common Stock | 63.8M | Jun 3, 2021 | Class A Common Stock | 63.8M | I | F7, F8 | ||||||
holding | DISH | Class B Common Stock | 10M | Jun 3, 2021 | Class A Common Stock | 10M | I | F8, F13 | ||||||
holding | DISH | Class B Common Stock | 7.47M | Jun 3, 2021 | Class A Common Stock | 7.47M | I | F6, F8 |
Id | Content |
---|---|
F1 | Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse. |
F2 | Held by Mr. Charles W. Ergen in a 401(k) account. |
F3 | Held by Mrs. Cantey M. Ergen in a 401(k) account. |
F4 | The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F5 | The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F6 | The Ergen Two-Year March 2020 DISH GRAT holds 22,890,835 Class A shares and 7,465,039 Class B shares and is scheduled to expire in accordance with its terms on March 16, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F7 | The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F8 | The holder of the shares of Class B stock may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. |
F9 | On June 3, 2021, Charles W. Ergen estalished the Ergen Two-Year June 2021 DISH GRAT and contributed 50,000,000 Class B shares, resulting in the transfer of a total of 50,000,000 Class B shares. The Ergen Two-Year June 2021 DISH GRAT is scheduled to expire in accordance with its terms on June 3, 2023. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F10 | The Ergen Two-Year December 2020 DISH GRAT holds 42,000,000 Class B Shares and is scheduled to expire in accordance with its terms on December 22, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F11 | The Ergen Two-Year December 2019 DISH GRAT holds 18,488,257 Class B Shares and is scheduled to expire in accordance with its terms on December 3, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F12 | The Ergen Two-Year June 2020 DISH GRAT holds 40,138,818 Class B shares and is scheduled to expire in accordance with its terms on June 2, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F13 | The Ergen Two-Year March 2021 DISH GRAT holds 10,000,000 Class B shares and is scheduled to expire in accordance with its terms on March 30, 2023. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |