Holli Cherevka - May 21, 2021 Form 4 Insider Report for Ampio Pharmaceuticals, Inc. (AMPE)

Signature
/s/ Daniel Stokely, Attorney-in-Fact
Stock symbol
AMPE
Transactions as of
May 21, 2021
Transactions value $
-$3,878
Form type
4
Date filed
5/25/2021, 03:45 PM
Next filing
Oct 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPE Common Stock Options Exercise $1.33K +2.6K $0.51 2.6K May 21, 2021 Direct F1
transaction AMPE Common Stock Sale -$5.21K -2.6K -100% $2.00* 0 May 21, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPE Stock Option (Right to Buy) Options Exercise $0 -2.6K -1.68% $0.00 153K May 21, 2021 Common Stock 2.6K $0.51 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 12, 2021.
F2 Options were granted and previously reported on a Form 4 filed on September 18, 2019, where 50% of the options awarded vested and became exercisable on the grant date of September 16, 2019 and the other 50% of the options awarded vested and became exercisable on the first anniversary of the grant date.