Holli Cherevka - 21 May 2021 Form 4 Insider Report for Ampio Pharmaceuticals, Inc.

Signature
/s/ Daniel Stokely, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
21 May 2021
Net transactions value
-$3,878
Form type
4
Filing time
25 May 2021, 15:45:25 UTC
Next filing
13 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPE Common Stock Options Exercise $1,328 +2,603 $0.5100 2,603 21 May 2021 Direct F1
transaction AMPE Common Stock Sale $5,206 -2,603 -100% $2.00* 0 21 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPE Stock Option (Right to Buy) Options Exercise $0 -2,603 -1.7% $0.000000 152,766 21 May 2021 Common Stock 2,603 $0.5100 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 12, 2021.
F2 Options were granted and previously reported on a Form 4 filed on September 18, 2019, where 50% of the options awarded vested and became exercisable on the grant date of September 16, 2019 and the other 50% of the options awarded vested and became exercisable on the first anniversary of the grant date.