Philip H. Coelho - May 21, 2021 Form 4 Insider Report for Ampio Pharmaceuticals, Inc. (AMPE)

Role
Director
Signature
/s/ Daniel Stokely, Attorney-in-Fact
Stock symbol
AMPE
Transactions as of
May 21, 2021
Transactions value $
-$10,779
Form type
4
Date filed
5/25/2021, 03:44 PM
Next filing
Aug 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPE Common Stock Options Exercise $2.69K +6.74K +3.31% $0.40 210K May 21, 2021 Direct F1
transaction AMPE Common Stock Sale -$13.5K -6.74K -3.2% $2.00* 204K May 21, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPE Stock Option (Right to Buy) Options Exercise $0 -6.74K -100% $0.00* 0 May 21, 2021 Common Stock 6.74K $0.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 30, 2021.
F2 Options were granted and previously reported on a Form 4 filed on January 9, 2019, where the stock option vested and became exercisable in 12 equal monthly installments from the date of grant of December 15, 2018.