Stella Roy - May 19, 2021 Form 3/A - Amendment Insider Report for Switch, Inc. (SWCH)

Role
10%+ Owner
Signature
/s/ Stella Roy
Stock symbol
SWCH
Transactions as of
May 19, 2021
Transactions value $
$0
Form type
3/A - Amendment
Date filed
5/21/2021, 09:42 PM
Date Of Original Report
May 20, 2021
Next filing
May 24, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SWCH Employee Stock Option (Right to Buy) May 19, 2021 Class A Common Stock 306K $14.95 Direct F1, F2
holding SWCH Employee Stock Option (Right to Buy) May 19, 2021 Class A Common Stock 174K $14.95 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment to Form 3 corrects footnote number 5 to the Employee Stock Option (Right to Buy) by the Reporting Person to replace 189,985 shares with 189,984 shares, as reported in the original Form 3 filed on May 20, 2021.
F2 The amendment to Form 3 corrects the Amount or Number of Shares covered by each Employee Stock Option (Right to Buy) by the Reporting Person, as reported in the original Form 3 filed on May 20, 2021
F3 The amendment to Form 3 corrects the Amount or Number of Shares covered by each Employee Stock Option (Right to Buy) by the Reporting Person, as reported in the original Form 3 filed on May 20, 2021.

Remarks:

This Form 3 is being filed to report the ownership of securities by the Reporting Person acquired pursuant to that certain Marital Settlement Agreement dated December 31, 2020 between the Reporting Person and Rob Roy, the founder, Chief Executive Officer and Chairman of the Issuer, with respect to the parties' agreed-upon division of equity in the Issuer. The securities listed in Table 1 and Table 2 were transferred to the Reporting Person on May 19, 2021.