DAN STOKELY - 17 May 2021 Form 4 Insider Report for Ampio Pharmaceuticals, Inc.

Role
CFO
Signature
/s/ Daniel Stokely
Issuer symbol
N/A
Transactions as of
17 May 2021
Net transactions value
-$48,930
Form type
4
Filing time
19 May 2021, 17:56:20 UTC
Next filing
29 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPE Common Stock Options Exercise $15,050 +35,000 +124% $0.4300 63,315 17 May 2021 Direct
transaction AMPE Common Stock Sale $63,980 -35,000 -55% $1.83 28,315 18 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPE Stock Option (Right to Buy) Options Exercise $0 -35,000 -11% $0.000000 283,000 17 May 2021 Common Stock 35,000 $0.4300 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were previously reported on a Form 4 dated August 22, 2019, where 50% of the stock option award vested and became exercisable on the date of grant, and the remaining 50% of the stock option award vested and became exercisable on July 31, 2020.