Key facts
- This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 May 2021, 13:15.
Patrick W. Smith - 17 May 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director
- Issuer ticker
- AXON
- Reported as of
- 17 May 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 May 2021, 13:15:52 UTC
- Next SEC filing
- 06 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 18 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXON
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +10
- Change %
- +0%
- Price
- $0.000000
- Shares after
- 438,790
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXON
transaction
Derivative
Employee Stock Option
Award
- Transaction value
- $0
- Shares
- +1,060,976
- Change %
- +200%
- Price
- $0.000000
- Shares after
- 1,591,464
- Date
- 17 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,060,976
- Exercise price
- $28.58
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the second and third tranches of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on May 17, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date.
Footnote F2
The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of the second and third tranches of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on May 17, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares sold or made available to sell to cover taxes.