Richard J. Lashley - 13 May 2021 Form 4 Insider Report for BANC OF CALIFORNIA, INC. (BANC)

Role: Director
Signature: /s/ Ido Dotan, Attorney-in-Fact
Issuer symbol: BANC
Transactions as of: 13 May 2021
Net transactions value: $0
Form type: 4
Filing time: 17 May 2021, 16:06:20 UTC
Next filing: 17 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BANC	Common Stock	Award	$0	+4,277	+12%	$0.000000	40,104	13 May 2021	Direct	F1
holding	BANC	Common Stock						2,663,143	13 May 2021	By PL Capital, LLC	F2
holding	BANC	Common Stock						738,576	13 May 2021	By Goodbody/PL Capital, LLC	F3
holding	BANC	Common Stock						10,000	13 May 2021	By Richard Lashley ROTH IRA

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
F2	PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3	Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.