Elizabeth A. Simermeyer - May 7, 2021 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - HC & LIFE SCI
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Elizabeth A. Simermeyer
Stock symbol
ECL
Transactions as of
May 7, 2021
Transactions value $
-$833,820
Form type
4
Date filed
5/7/2021, 05:35 PM
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $916K +7.69K +86% $119.12 16.6K May 5, 2021 Direct
transaction ECL Common Stock Sale -$1.75M -7.69K -46.24% $227.54 8.94K May 5, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -7.69K -100% $0.00* 0 May 5, 2021 Common Stock 7.69K $119.12 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.51 to $227.59, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 3,845 shares became exercisable on December 2, 2017 and 3,846 shares became exercisable on December 2, 2018.