| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMC | CLASS A COMMON STOCK | Options Exercise | $0 | +8.67K | +90.06% | $0.00 | 18.3K | Aug 25, 2023 | Direct | F1, F2, F8, F9 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMC | AMC PREFERRED EQUITY UNITS | Options Exercise | $0 | -86.7K | -100% | $0.00* | 0 | Aug 25, 2023 | CLASS A COMMON STOCK | 8.67K | $0.00 | Direct | F1, F3 |
| transaction | AMC | RESTRICTED STOCK UNITS | Options Exercise | $0 | +2.74K | +100% | $0.00 | 5.49K | Aug 25, 2023 | CLASS A COMMON STOCK | 2.74K | $0.00 | Direct | F2, F4, F5 |
| transaction | AMC | RESTRICTED STOCK UNITS | Options Exercise | $0 | -27.4K | -100% | $0.00* | 0 | Aug 25, 2023 | AMC PREFERRED EQUITY UNITS | 27.4K | $0.00 | Direct | F3, F4, F5 |
| transaction | AMC | RESTRICTED STOCK UNITS | Options Exercise | $0 | +1.7K | +100% | $0.00 | 3.4K | Aug 25, 2023 | CLASS A COMMON STOCK | 1.7K | $0.00 | Direct | F2, F4, F6 |
| transaction | AMC | RESTRICTED STOCK UNITS | Options Exercise | $0 | -17K | -100% | $0.00* | 0 | Aug 25, 2023 | AMC PREFERRED EQUITY UNITS | 17K | $0.00 | Direct | F3, F4, F6 |
| transaction | AMC | RESTRICTED STOCK UNITS | Options Exercise | $0 | +9.05K | +179.65% | $0.00 | 14.1K | Aug 25, 2023 | CLASS A COMMON STOCK | 9.05K | $0.00 | Direct | F4, F7 |
| transaction | AMC | RESTRICTED STOCK UNITS | Options Exercise | $0 | -90.5K | -100% | $0.00* | 0 | Aug 25, 2023 | AMC PREFERRED EQUITY UNITS | 90.5K | $0.00 | Direct | F3, F4, F7 |
| Id | Content |
|---|---|
| F1 | On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock"). |
| F2 | On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
| F3 | Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date. |
| F4 | Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. |
| F5 | The RSUs will be eligible to vest in January 2024, subject to continued employment. |
| F6 | One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment. |
| F7 | One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment. |
| F8 | Includes 1,133 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ. |
| F9 | Does not include Common Shares issuable upon future vesting of equity grants, including 22,975 Common Shares issuable based upon continued service and 22,978 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 64,258 equity interests. |