Adam M. Aron - Jan 3, 2023 Form 4 Insider Report for AMC ENTERTAINMENT HOLDINGS, INC. (AMC)

Role: CHAIRMAN, CEO & PRESIDENT, Director
Signature: /s/Edwin F Gladbach, Attorney-in-Fact
Stock symbol: AMC
Transactions as of: Jan 3, 2023
Transactions value $: $0
Form type: 4
Date filed: 1/5/2023, 04:18 PM
Previous filing: Aug 22, 2022
Next filing: Feb 27, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMC	Class A Common Stock	Options Exercise	$0	+554K	+69.8%	$0.00	1.35M	Jan 3, 2023	Direct	F1, F2, F3
transaction	AMC	Class A Common Stock	Tax liability	$0	-251K	-18.61%	$0.00	1.1M	Jan 3, 2023	Direct	F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMC	Restricted Stock Units	Conversion of derivative security	$0	-148K	-100%	$0.00^*	0	Jan 3, 2023	Class A Common Stock	148K	$0.00	Direct	F1
transaction	AMC	Restricted Stock Units	Conversion of derivative security	$0	-316K	-50%	$0.00	316K	Jan 3, 2023	Class A Common Stock	316K	$0.00	Direct	F2
transaction	AMC	Restricted Stock Units	Conversion of derivative security	$0	-89.7K	-33.33%	$0.00	179K	Jan 3, 2023	Class A Common Stock	89.7K	$0.00	Direct	F3
transaction	AMC	Restricted Stock Units	Conversion of derivative security	$0	-148K	-100%	$0.00^*	0	Jan 3, 2023	AMC Preferred Equity Units	148K	$0.00	Direct	F1, F6
transaction	AMC	Restricted Stock Units	Conversion of derivative security	$0	-316K	-50%	$0.00	316K	Jan 3, 2023	AMC Preferred Equity Units	316K	$0.00	Direct	F2, F6
transaction	AMC	Restricted Stock Units	Conversion of derivative security	$0	-89.7K	-33.33%	$0.00	179K	Jan 3, 2023	AMC Preferred Equity Units	89.7K	$0.00	Direct	F3, F6
transaction	AMC	AMC Preferred Equity Units	Options Exercise	$0	+554K	+69.8%	$0.00	1.35M	Jan 3, 2023	Class A Common Stock	554K	$0.00	Direct	F1, F2, F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment.
F2	Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment.
F3	Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment.
F4	Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in note 1-3 above. The Reporting Person elected to pay tax obligations associated with the vesting of the APEUs in cash.
F5	Does not include 1,348,138 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 495,873 Common Shares and 495,873 APEUs issuable based upon continued service and 1,050,039 Common Shares and 1,050,039 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 5,537,161 equity interests.
F6	Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.