Elizabeth F. Frank - Nov 1, 2021 Form 4 Insider Report for AMC ENTERTAINMENT HOLDINGS, INC. (AMC)

Role
EVP & CHIEF CONTENT OFFICER
Signature
/S/EDWIN F GLADBACH, ATTORNEY-IN-FACT
Stock symbol
AMC
Transactions as of
Nov 1, 2021
Transactions value $
-$2,813,915
Form type
4
Date filed
11/3/2021, 07:18 PM
Previous filing
Jun 4, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMC CLASS A COMMON STOCK Options Exercise $0 +70K +75.82% $0.00 162K Nov 1, 2021 Direct F1
transaction AMC CLASS A COMMON STOCK Tax liability $0 -32.2K -19.86% $0.00 130K Nov 1, 2021 Direct F2
transaction AMC CLASS A COMMON STOCK Sale -$2.81M -79.1K -60.8% $35.58* 51K Nov 1, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMC PERFORMANCE STOCK UNITS Conversion of derivative security $0 -35K -100% $0.00* 0 Nov 1, 2021 CLASS A COMMON STOCK 35K $0.00 Direct F5, F6
transaction AMC PERFORMANCE STOCK UNITS Conversion of derivative security $0 -35K -100% $0.00* 0 Nov 1, 2021 CLASS A COMMON STOCK 35K $0.00 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain performance stock units ("PSUs") granted to the Reporting Person pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP").
F2 Shares were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting.
F3 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person more than 30 days prior to the transaction.
F4 Does not include Shares issuable upon future vesting of equity grants, including 150,802 Shares issuable based upon continued service and 188,121 Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 389,918 Shares.
F5 Each PSU represents the right to receive one Share upon vesting. The PSUs were originally granted on February 26, 2020, and subsequently modified on October 30, 2020, with an expiration date of February 26, 2030.
F6 The PSUs vested upon attainment of a 20-day volume weighted average closing price ("VWAP") of $4 and the Reporting Person's continued employment through October 30, 2021.
F7 The PSUs vested upon attainment of a VWAP of $8 and the Reporting Person's continued employment through October 30, 2021.