Sean D. Goodman - 01 Nov 2021 Form 4 Insider Report for AMC ENTERTAINMENT HOLDINGS, INC. (AMC)

Role
EVP & CFO
Signature
/S/EDWIN F GLADBACH, ATTORNEY-IN-FACT
Issuer symbol
AMC
Transactions as of
01 Nov 2021
Transactions value $
$0
Form type
4
Filing time
03 Nov 2021, 17:51:35 UTC
Previous filing
18 Aug 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMC CLASS A COMMON STOCK Options Exercise $0 +100K +89.85% $0.00 211K 01 Nov 2021 Direct F1
transaction AMC CLASS A COMMON STOCK Tax liability $0 -45.1K -21.32% $0.00 166K 01 Nov 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMC PERFORMANCE STOCK UNITS Conversion of derivative security $0 -50K -100% $0.00* 0 01 Nov 2021 CLASS A COMMON STOCK 50K $0.00 Direct F4, F5
transaction AMC PERFORMANCE STOCK UNITS Conversion of derivative security $0 -50K -100% $0.00* 0 01 Nov 2021 CLASS A COMMON STOCK 50K $0.00 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain performance stock units ("PSUs") granted to the Reporting Person pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP").
F2 Shares were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting.
F3 Does not include Shares issuable upon future vesting of equity grants, including 329,660 Shares issuable based upon continued service and 293,222 Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 789,132 Shares.
F4 Each PSU represents the right to receive one Share upon vesting. The PSUs were originally granted on February 26, 2020, and subsequently modified on October 30, 2020, with an expiration date of February 26, 2030.
F5 The PSUs vested upon attainment of a 20-day volume weighted average closing price ("VWAP") of $4 and the Reporting Person's continued employment through October 30, 2021.
F6 The PSUs vested upon attainment of a VWAP of $8 and the Reporting Person's continued employment through October 30, 2021.