Thomas Eifert - Aug 6, 2021 Form 3 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role: VP, Program Mgmt & Prod Pln
Signature: Jacalyn C. Bolles, Attorney-in-Fact (power of attorney filed herewith)
Stock symbol: ALSN
Transactions as of: Aug 6, 2021
Transactions value $: $0
Form type: 3
Date filed: 8/13/2021, 04:46 PM
Next filing: Aug 31, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALSN	Common Stock						1.08K	Aug 6, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	4.84K	$30.23	Direct	F1
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	2.79K	$32.13	Direct	F2
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	4.2K	$23.59	Direct	F3
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	3.74K	$37.11	Direct	F4
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	4.74K	$43.30	Direct	F5
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	4.68K	$49.60	Direct	F6
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	5.39K	$43.24	Direct	F7
holding	ALSN	Employee Stock Option (right to buy)							Aug 6, 2021	Common Stock	6.69K	$43.13	Direct	F8
holding	ALSN	Restricted Stock Units							Aug 6, 2021	Common Stock	1.56K		Direct	F9, F10
holding	ALSN	Restricted Stock Units							Aug 6, 2021	Common Stock	1.8K		Direct	F10, F11
holding	ALSN	Restricted Stock Units							Aug 6, 2021	Common Stock	2.23K		Direct	F10, F12
holding	ALSN	Dividend Equivalent Rights							Aug 6, 2021	Common Stock	131		Direct	F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The option vested on December 1, 2016.
F2	The option vested on February 19, 2018.
F3	The option vested on February 17, 2019.
F4	The option vested on February 22, 2020.
F5	The option vested on February 7, 2021.
F6	The option vests on February 20, 2022.
F7	The option vests on February 25, 2023.
F8	The option vests in three equal annual installments beginning on February 10, 2022.
F9	The restricted stock units ("RSUs") vest on February 20, 2022.
F10	Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock ("Common Stock"). RSUs earn dividend equivalents when dividends are declared on the Common Stock.
F11	The RSUs vest on February 25, 2023.
F12	The RSUs vest in three equal annual installments beginning on February 10, 2022.
F13	The dividend equivlanet rights vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Common Stock.