Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALSN | Restricted Stock Units | Options Exercise | $0 | -3.05K | -100% | $0.00* | 0 | Aug 6, 2021 | Common Stock | 3.05K | Direct | F1 | |
transaction | ALSN | Restricted Stock Units | Options Exercise | $0 | -2K | -100% | $0.00* | 0 | Aug 6, 2021 | Common Stock | 2K | Direct | F3 | |
transaction | ALSN | Restricted Stock Units | Options Exercise | $0 | -761 | -100% | $0.00* | 0 | Aug 6, 2021 | Common Stock | 761 | Direct | F4 | |
transaction | ALSN | Dividend Equivalent Rights | Options Exercise | $0 | -309 | -100% | $0.00* | 0 | Aug 6, 2021 | Common Stock | 309 | Direct | F2 |
Randall R. Kirk is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
F2 | Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
F3 | Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
F4 | Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. |
F5 | Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |