Richard P. Lavin - 06 Aug 2021 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Jacalyn C. Bolles, Attorney-in-Fact
Issuer symbol
ALSN
Transactions as of
06 Aug 2021
Net transactions value
$0
Form type
4
Filing time
10 Aug 2021, 17:16:03 UTC
Previous filing
02 Jun 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Award $0 +633 +3.9% $0.000000 16,865 06 Aug 2021 Common Stock 633 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy") deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.
F2 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F3 The number of DSUs received was calculated based on $38.45, which was the closing price of the Company's common stock on the date of grant.