G. Frederick Bohley - 01 Jun 2021 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
SVP, CFO & Treasurer
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
01 Jun 2021
Net transactions value
-$21,808
Form type
4
Filing time
03 Jun 2021, 16:21:15 UTC
Previous filing
02 Jun 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +1,653 +3.1% 55,053 01 Jun 2021 Direct F1
transaction ALSN Common Stock Options Exercise +76 +0.14% 55,129 01 Jun 2021 Direct F2
transaction ALSN Common Stock Tax liability $21,808 -513 -0.93% $42.51 54,616 01 Jun 2021 Direct F3
holding ALSN Common Stock 360 01 Jun 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1,653 -100% $0.000000* 0 01 Jun 2021 Common Stock 1,653 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -76 -16% $0.000000 393 01 Jun 2021 Common Stock 76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on June 1, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.