Lawrence E. Dewey - 05 May 2021 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
05 May 2021
Net transactions value
$0
Form type
4
Filing time
07 May 2021, 16:11:20 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +6,631 +16% $0.000000 47,960 05 May 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -3,600 -100% $0.000000* 0 05 May 2021 Common Stock 3,600 Direct F3, F4
transaction ALSN Deferred Stock Units Options Exercise $0 -2,866 -100% $0.000000* 0 05 May 2021 Common Stock 2,866 Direct F5
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -185 -100% $0.000000* 0 05 May 2021 Common Stock 185 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Lawrence E. Dewey is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Settlement of 3,600 restricted stock units ("RSUs"), 2,866 deferred stock units ("DSUs") and 185 related dividend equivalent.
F2 Includes 185 dividend equivalents.
F3 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock.
F4 On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.
F5 Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock.
F6 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F7 The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021.