Lawrence E. Dewey - May 5, 2021 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact
Stock symbol
ALSN
Transactions as of
May 5, 2021
Transactions value $
$0
Form type
4
Date filed
5/7/2021, 04:11 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +6.63K +16.04% $0.00 48K May 5, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -3.6K -100% $0.00* 0 May 5, 2021 Common Stock 3.6K Direct F3, F4
transaction ALSN Deferred Stock Units Options Exercise $0 -2.87K -100% $0.00* 0 May 5, 2021 Common Stock 2.87K Direct F5
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -185 -100% $0.00* 0 May 5, 2021 Common Stock 185 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Lawrence E. Dewey is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Settlement of 3,600 restricted stock units ("RSUs"), 2,866 deferred stock units ("DSUs") and 185 related dividend equivalent.
F2 Includes 185 dividend equivalents.
F3 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock.
F4 On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.
F5 Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock.
F6 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F7 The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021.