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Signature
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/s/ Todd D.C. Anderman, as Attorney-in-Fact for Keith Westby
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Stock symbol
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ISEE
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Transactions as of
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Jun 2, 2023
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Transactions value $
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-$757,400
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Form type
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4
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Date filed
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6/6/2023, 04:53 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ISEE |
Common Stock |
Options Exercise |
$58.8K |
+20K |
+50.44% |
$2.94* |
59.7K |
Jun 2, 2023 |
Direct |
F1 |
transaction |
ISEE |
Common Stock |
Sale |
-$757K |
-20K |
-33.53% |
$37.87 |
39.7K |
Jun 2, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ISEE |
Stock Option (right to buy) |
Options Exercise |
-$58.8K |
-20K |
-16.67% |
$2.94* |
100K |
Jun 2, 2023 |
Common Stock |
20K |
$2.94 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: