M. Susan Hardwick - Feb 13, 2024 Form 4 Insider Report for American Water Works Company, Inc. (AWK)

Role: President and CEO, Director
Signature: /s/ Jeffrey M. Taylor, as attorney-in-fact for M. Susan Hardwick
Stock symbol: AWK
Transactions as of: Feb 13, 2024
Transactions value $: -$246,387
Form type: 4
Date filed: 2/15/2024, 06:41 PM
Previous filing: Feb 1, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AWK	Common Stock	Award	$0	+12.3K	+47.21%	$0.00	38.2K	Feb 13, 2024	Direct	F1
transaction	AWK	Common Stock	Award	$0	+4.88K	+12.78%	$0.00	43.1K	Feb 13, 2024	Direct	F2
transaction	AWK	Common Stock	Tax liability	-$246K	-2.06K	-4.77%	$119.78	41K	Feb 13, 2024	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).
F2	Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2021, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 13, 2024. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Content

Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).

Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2021, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 13, 2024. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).