M. Susan Hardwick - Feb 14, 2023 Form 4 Insider Report for American Water Works Company, Inc. (AWK)

Role: President and CEO, Director
Signature: /s/ Jeffrey M. Taylor, as attorney-in-fact for M. Susan Hardwick
Stock symbol: AWK
Transactions as of: Feb 14, 2023
Transactions value $: -$533,634
Form type: 4
Date filed: 2/16/2023, 11:08 AM
Previous filing: Feb 1, 2023
Next filing: Jan 26, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AWK	Common Stock	Award	$0	+9.35K	+68.06%	$0.00	23.1K	Feb 14, 2023	Direct	F1
transaction	AWK	Common Stock	Award	$0	+8.51K	+36.84%	$0.00	31.6K	Feb 14, 2023	Direct	F2
transaction	AWK	Common Stock	Tax liability	-$534K	-3.57K	-11.31%	$149.31	28K	Feb 14, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares underlying an award of restricted stock units (RSUs) granted on February 14, 2023, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2024, 2025 and 2026, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).
F2	Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2020, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 14, 2023. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Content

Represents shares underlying an award of restricted stock units (RSUs) granted on February 14, 2023, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2024, 2025 and 2026, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).

Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2020, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 14, 2023. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).