Cheryl Norton - 19 Nov 2021 Form 4 Insider Report for American Water Works Company, Inc. (AWK)

Role
EVP and COO
Signature
/s/ Jeffrey M. Taylor, as attorney-in-fact for Cheryl Norton
Issuer symbol
AWK
Transactions as of
19 Nov 2021
Net transactions value
-$931,023
Form type
4
Filing time
22 Nov 2021, 17:36:37 UTC
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWK Common Stock Options Exercise $31,175 +591 +4.9% $52.75 12,596 19 Nov 2021 Direct F1
transaction AWK Common Stock Options Exercise $150,822 +2,315 +18% $65.15 14,911 19 Nov 2021 Direct
transaction AWK Common Stock Sale $504,104 -2,906 -19% $173.47 12,005 19 Nov 2021 Direct F2
transaction AWK Common Stock Sale $475,064 -2,762 -23% $172.00 9,243 22 Nov 2021 Direct
transaction AWK Common Stock Sale $133,852 -776 -8.4% $172.49 8,467 22 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AWK Employee Stock Option (right to buy) Options Exercise $0 -591 -100% $0.000000* 0 19 Nov 2021 Common Stock 591 $52.75 Direct F3
transaction AWK Employee Stock Option (right to buy) Options Exercise $0 -2,315 -100% $0.000000* 0 19 Nov 2021 Common Stock 2,315 $65.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 105 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.47 to $173.48, inclusive. The reporting person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
F3 This option award vested in three equal installments on January 1, 2016, 2017 and 2018.
F4 This option award vested in three equal installments on January 1, 2017, 2018 and 2019.