Walter Lynch - 19 Nov 2021 Form 4 Insider Report for American Water Works Company, Inc. (AWK)

Role
President and CEO, Director
Signature
/s/ Jeffrey M. Taylor, as attorney-in-fact for Walter Lynch
Issuer symbol
AWK
Transactions as of
19 Nov 2021
Net transactions value
-$2,665,283
Form type
4
Filing time
22 Nov 2021, 17:29:08 UTC
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWK Common Stock Options Exercise $1,603,798 +24,617 +19% $65.15 157,119 19 Nov 2021 Direct
transaction AWK Common Stock Sale $4,269,080 -24,617 -16% $173.42 132,502 19 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AWK Employee Stock Option (right to buy) Options Exercise $0 -24,617 -100% $0.000000* 0 19 Nov 2021 Common Stock 24,617 $65.15 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.22 to $173.85, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
F2 This option award vested in three equal installments on January 1, 2017, 2018 and 2019.