Walter Lynch - Nov 19, 2021 Form 4 Insider Report for American Water Works Company, Inc. (AWK)

Role
President and CEO, Director
Signature
/s/ Jeffrey M. Taylor, as attorney-in-fact for Walter Lynch
Stock symbol
AWK
Transactions as of
Nov 19, 2021
Transactions value $
-$2,665,283
Form type
4
Date filed
11/22/2021, 05:29 PM
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWK Common Stock Options Exercise $1.6M +24.6K +18.58% $65.15 157K Nov 19, 2021 Direct
transaction AWK Common Stock Sale -$4.27M -24.6K -15.67% $173.42 133K Nov 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AWK Employee Stock Option (right to buy) Options Exercise $0 -24.6K -100% $0.00* 0 Nov 19, 2021 Common Stock 24.6K $65.15 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.22 to $173.85, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
F2 This option award vested in three equal installments on January 1, 2017, 2018 and 2019.