| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICUI | Common Stock | Options Exercise | $8,604,857 | +146,366 | +618% | $58.79 | 170,043 | 12 Feb 2024 | Direct | |
| transaction | ICUI | Common Stock | Tax liability | $8,605,054 | -82,725 | -49% | $104.02 | 87,318 | 12 Feb 2024 | Direct | F1, F2 |
| transaction | ICUI | Common Stock | Options Exercise | $3,880,140 | +66,000 | +110% | $58.79 | 126,000 | 12 Feb 2024 | by Trust | |
| transaction | ICUI | Common Stock | Tax liability | $3,880,154 | -37,302 | -30% | $104.02 | 88,698 | 12 Feb 2024 | by Trust | F1, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICUI | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -146,366 | -100% | $0.000000* | 0 | 12 Feb 2024 | Common Stock | 146,366 | $58.79 | Direct | F4 |
| transaction | ICUI | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -66,000 | -100% | $0.000000* | 0 | 12 Feb 2024 | Common Stock | 66,000 | $58.79 | by Trust | F4 |
| Id | Content |
|---|---|
| F1 | Mr. Jain (the Registrant) was personally responsible for cash tax obligations of approximately $5 million in total related to all net exercises reported on this Form 4, shares were not traded in lieu of taxes paid. |
| F2 | Represents a "net exercise" of outstanding stock options. The reporting person received 63,641 shares of common stock on net exercise of option to purchase 146,366 shares of common stock. The company withheld 82,725 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on February 12, 2024 of $104.02. |
| F3 | Represents a "net exercise" of outstanding stock options. The trusts received 28,698 shares of common stock on net exercise of option to purchase 66,000 shares of common stock. The company withheld 37,302 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on February 12, 2024 of $104.02. |
| F4 | These non-qualified stock options were granted on 2/24/2014 with a ten year life with an expiration date of 2/24/2024. |