Vivek Jain - Jun 14, 2023 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Role
Chairman and CEO, Director
Signature
Vivek Jain
Stock symbol
ICUI
Transactions as of
Jun 14, 2023
Transactions value $
-$3,896,386
Form type
4
Date filed
6/15/2023, 10:22 AM
Previous filing
Jun 5, 2023
Next filing
Jul 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $395K +6.71K +28.35% $58.79 30.4K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$1.25M -6.71K -22.09% $185.73 23.7K Jun 14, 2023 Direct F2
transaction ICUI Common Stock Options Exercise $214K +3.64K +15.36% $58.79 27.3K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$678K -3.64K -13.32% $186.50 23.7K Jun 14, 2023 Direct F1, F3
transaction ICUI Common Stock Options Exercise $163K +2.78K +11.75% $58.79 26.5K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$521K -2.78K -10.51% $187.43 23.7K Jun 14, 2023 Direct F1, F4
transaction ICUI Common Stock Options Exercise $480K +8.16K +34.48% $58.79 31.8K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$1.54M -8.16K -25.64% $188.52 23.7K Jun 14, 2023 Direct F1, F5
transaction ICUI Common Stock Options Exercise $46.2K +785 +3.32% $58.79 24.5K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$149K -785 -3.21% $189.32 23.7K Jun 14, 2023 Direct F1, F6
transaction ICUI Common Stock Options Exercise $99.9K +1.7K +7.18% $58.79 25.4K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$324K -1.7K -6.7% $190.48 23.7K Jun 14, 2023 Direct F1, F7
transaction ICUI Common Stock Options Exercise $94.1K +1.6K +6.76% $58.79 25.3K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$307K -1.6K -6.33% $192.06 23.7K Jun 14, 2023 Direct F1, F8
transaction ICUI Common Stock Options Exercise $124K +2.1K +8.89% $58.79 25.8K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Options Exercise $142K +2.42K +9.38% $58.79 28.2K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$469K -2.42K -8.57% $194.02 25.8K Jun 14, 2023 Direct F1, F9
transaction ICUI Common Stock Options Exercise $5.88K +100 +0.39% $58.79 25.9K Jun 14, 2023 Direct F1
transaction ICUI Common Stock Sale -$19.5K -100 -0.39% $194.73 25.8K Jun 14, 2023 Direct F1, F10
transaction ICUI Common Stock Sale -$407K -2.1K -8.16% $193.30 23.7K Jun 14, 2023 Direct F1, F11
holding ICUI Common Stock 60K Jun 14, 2023 by Trust F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -6.71K -3.25% $0.00 200K Jun 14, 2023 Common Stock 6.71K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -3.64K -1.82% $0.00 196K Jun 14, 2023 Common Stock 3.64K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.78K -1.42% $0.00 193K Jun 14, 2023 Common Stock 2.78K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -8.16K -4.22% $0.00 185K Jun 14, 2023 Common Stock 8.16K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -785 -0.42% $0.00 184K Jun 14, 2023 Common Stock 785 $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -1.7K -0.92% $0.00 183K Jun 14, 2023 Common Stock 1.7K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -1.6K -0.88% $0.00 181K Jun 14, 2023 Common Stock 1.6K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.1K -1.16% $0.00 179K Jun 14, 2023 Common Stock 2.1K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.42K -1.35% $0.00 176K Jun 14, 2023 Common Stock 2.42K $58.79 Direct F1
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -100 -0.06% $0.00 176K Jun 14, 2023 Common Stock 100 $58.79 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The option exercises/sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.04 to $186.03, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.05 to $187.04, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.05 to $188.03, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.06 to $189.03, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.06 to $189.89, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.16 to $191.12, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.44 to $192.385, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.58 to $194.21, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F10 All shares sold were sold at the exact price disclosed.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.52 to $193.515, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F12 This transaction represented a gift of securities from the reporting person to two trusts for the benefit of family members, who share the same household. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.