Vivek Jain - Mar 6, 2023 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Signature
By: Paula Darbyshire, Attorney-in-fact For: Vivek Jain
Stock symbol
ICUI
Transactions as of
Mar 6, 2023
Transactions value $
-$1,473,087
Form type
4
Date filed
3/8/2023, 03:56 PM
Previous filing
May 31, 2022
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 +1.77K +11.46% $0.00 17.2K Mar 6, 2023 Direct F1
transaction ICUI Common Stock Tax liability -$150K -933 -5.41% $161.25 16.3K Mar 6, 2023 Direct
transaction ICUI Common Stock Options Exercise $0 +9.99K +61.28% $0.00 26.3K Mar 6, 2023 Direct
transaction ICUI Common Stock Tax liability -$848K -5.26K -20% $161.25 21K Mar 6, 2023 Direct
transaction ICUI Common Stock Options Exercise $0 +3.22K +15.29% $0.00 24.3K Mar 7, 2023 Direct F1
transaction ICUI Common Stock Tax liability -$267K -1.69K -6.98% $157.47 22.6K Mar 7, 2023 Direct
transaction ICUI Common Stock Options Exercise $0 +2.53K +11.19% $0.00 25.1K Mar 8, 2023 Direct F1
transaction ICUI Common Stock Tax liability -$208K -1.33K -5.3% $156.17 23.8K Mar 8, 2023 Direct
holding ICUI Common Stock 60K Mar 6, 2023 by Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 -1.77K -100% $0.00* 0 Mar 6, 2023 Common Stock 1.77K $0.00 Direct F1, F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -2.53K -50% $0.00 2.53K Mar 8, 2023 Common Stock 2.53K $0.00 Direct F1, F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -3.22K -33.33% $0.00 6.44K Mar 7, 2023 Common Stock 3.22K $0.00 Direct F1, F3, F4, F5
transaction ICUI Performance Shares Options Exercise $0 -9.99K -100% $0.00* 0 Mar 6, 2023 Common Stock 9.99K Direct F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units.
F2 This transaction represented a gift of securities from the reporting person to two trusts for the benefit of family members, who share the same household. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
F3 There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F4 One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
F5 These are restricted stock units that fully vest 3 years from the grant date.
F6 These Securities are Performance-based Restricted Stock Units (PRSU).
F7 There is neither a purchase price nor an exercise price for the PRSUs.
F8 These PRSUs were granted on March 6, 2020 and were subject to the satisfaction of both performance-based and time-based criteria. These PRSUs had a 3-year performance period and cliff-vested on the third anniversary of the grant date.