Vivek Jain - 06 Mar 2022 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Role
Chairman and CEO, Director
Signature
By: Paula Darbyshire, Attorney-in-fact For: Vivek Jain
Issuer symbol
ICUI
Transactions as of
06 Mar 2022
Net transactions value
-$411,038
Form type
4
Filing time
08 Mar 2022, 18:11:07 UTC
Previous filing
04 Mar 2022
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 +1,772 +14% $0.000000 14,551 06 Mar 2022 Direct
transaction ICUI Common Stock Tax liability $226,411 -932 -6.4% $242.93 13,619 06 Mar 2022 Direct
transaction ICUI Common Stock Options Exercise $0 +1,444 +11% $0.000000 15,063 06 Mar 2022 Direct F1
transaction ICUI Common Stock Tax liability $184,627 -760 -5% $242.93 14,303 06 Mar 2022 Direct
transaction ICUI Common Stock Options Exercise $0 +2,524 +18% $0.000000 16,827 08 Mar 2022 Direct
transaction ICUI Common Stock Tax liability $0 -1,328 -7.9% $0.000000 15,499 08 Mar 2022 Direct
holding ICUI Common Stock 60,000 06 Mar 2022 by Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 -1,772 -50% $0.000000 1,773 06 Mar 2022 Common Stock 1,772 $0.000000 Direct F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -2,524 -33% $0.000000 5,050 08 Mar 2022 Common Stock 2,524 $0.000000 Direct F3, F4
transaction ICUI Common Stock Award $0 +9,654 $0.000000 9,654 07 Mar 2022 Common Stock 9,654 $0.000000 Direct F1, F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -1,444 -100% $0.000000* 0 06 Mar 2022 Common Stock 1,444 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units.
F2 This transaction represented a gift of securities from the reporting person to two trusts for the benefit of family members, who share the same household. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
F3 There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F4 One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
F5 These are restricted stock units that fully vest 3 years from the grant date.