Key facts
- This page summarizes Vivek Jain's Form 4 filing for ICU MEDICAL INC/DE (ICUI).
- 10 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 08 Mar 2022, 18:11.
Vivek Jain - 06 Mar 2022 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- ICUI
- Reported as of
- 06 Mar 2022
- Net transaction value
- -$411,038
- SEC form
- 4
- Accepted by SEC
- 08 Mar 2022, 18:11:07 UTC
- Prior SEC filing
- 04 Mar 2022
- Next SEC filing
- 23 May 2022
- Source filing
- View source filing
- Reporting owner signature
- By: Paula Darbyshire, Attorney-in-fact For: Vivek Jain
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Vivek Jain filed Form 4 for ICU MEDICAL INC/DE (ICUI) on 08 Mar 2022.
Change
- Previous filing in this sequence was filed on 04 Mar 2022.
- Current net transaction value: -$411,038.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ICUI
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,772
- Change %
- +14%
- Price
- $0.000000
- Shares after
- 14,551
- Date
- 06 Mar 2022
- Ownership
- Direct
ICUI
transaction
Common Stock
Tax liability
- Transaction value
- $226,411
- Shares
- -932
- Change %
- -6.4%
- Price
- $242.93
- Shares after
- 13,619
- Date
- 06 Mar 2022
- Ownership
- Direct
ICUI
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,444
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 15,063
- Date
- 06 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
ICUI
transaction
Common Stock
Tax liability
- Transaction value
- $184,627
- Shares
- -760
- Change %
- -5%
- Price
- $242.93
- Shares after
- 14,303
- Date
- 06 Mar 2022
- Ownership
- Direct
ICUI
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,524
- Change %
- +18%
- Price
- $0.000000
- Shares after
- 16,827
- Date
- 08 Mar 2022
- Ownership
- Direct
ICUI
transaction
Common Stock
Tax liability
- Transaction value
- $0
- Shares
- -1,328
- Change %
- -7.9%
- Price
- $0.000000
- Shares after
- 15,499
- Date
- 08 Mar 2022
- Ownership
- Direct
ICUI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,000
- Date
- 06 Mar 2022
- Ownership
- by Trust
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ICUI
transaction
Derivative
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -1,772
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 1,773
- Date
- 06 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,772
- Exercise price
- $0.000000
- Footnotes
- F3, F4, F5
ICUI
transaction
Derivative
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -2,524
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 5,050
- Date
- 08 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,524
- Exercise price
- $0.000000
- Footnotes
- F3, F4
ICUI
transaction
Derivative
Common Stock
Award
- Transaction value
- $0
- Shares
- +9,654
- Change %
- Price
- $0.000000
- Shares after
- 9,654
- Date
- 07 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,654
- Exercise price
- $0.000000
- Footnotes
- F1, F3, F4, F5
ICUI
transaction
Derivative
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -1,444
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 06 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,444
- Exercise price
- Footnotes
- F1, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These securities are Restricted Stock Units.
Footnote F2
This transaction represented a gift of securities from the reporting person to two trusts for the benefit of family members, who share the same household. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
Footnote F3
There is neither a purchase price nor an exercise price for the Restricted Stock Units.
Footnote F4
One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
Footnote F5
These are restricted stock units that fully vest 3 years from the grant date.