Vivek Jain - Mar 6, 2022 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Role
Chairman and CEO, Director
Signature
By: Paula Darbyshire, Attorney-in-fact For: Vivek Jain
Stock symbol
ICUI
Transactions as of
Mar 6, 2022
Transactions value $
-$411,038
Form type
4
Date filed
3/8/2022, 06:11 PM
Previous filing
Mar 4, 2022
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 +1.77K +13.87% $0.00 14.6K Mar 6, 2022 Direct
transaction ICUI Common Stock Tax liability -$226K -932 -6.41% $242.93 13.6K Mar 6, 2022 Direct
transaction ICUI Common Stock Options Exercise $0 +1.44K +10.6% $0.00 15.1K Mar 6, 2022 Direct F1
transaction ICUI Common Stock Tax liability -$185K -760 -5.05% $242.93 14.3K Mar 6, 2022 Direct
transaction ICUI Common Stock Options Exercise $0 +2.52K +17.65% $0.00 16.8K Mar 8, 2022 Direct
transaction ICUI Common Stock Tax liability $0 -1.33K -7.89% $0.00 15.5K Mar 8, 2022 Direct
holding ICUI Common Stock 60K Mar 6, 2022 by Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Common Stock Options Exercise $0 -1.77K -49.99% $0.00 1.77K Mar 6, 2022 Common Stock 1.77K $0.00 Direct F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -2.52K -33.32% $0.00 5.05K Mar 8, 2022 Common Stock 2.52K $0.00 Direct F3, F4
transaction ICUI Common Stock Award $0 +9.65K $0.00 9.65K Mar 7, 2022 Common Stock 9.65K $0.00 Direct F1, F3, F4, F5
transaction ICUI Common Stock Options Exercise $0 -1.44K -100% $0.00* 0 Mar 6, 2022 Common Stock 1.44K Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units.
F2 This transaction represented a gift of securities from the reporting person to two trusts for the benefit of family members, who share the same household. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
F3 There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F4 One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
F5 These are restricted stock units that fully vest 3 years from the grant date.