STUART A. TANZ - 01 Jan 2022 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role
Chief Executive Officer, Director
Signature
/s/ Michael B. Haines, Attorney-in-fact for Stuart A. Tanz
Issuer symbol
N/A
Transactions as of
01 Jan 2022
Net transactions value
-$732,413
Form type
4
Filing time
04 Jan 2022, 15:17:27 UTC
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Tax liability $732,413 -37,368 -2.1% $19.60 1,707,755 01 Jan 2022 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of Common Stock withheld by the Issuer in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted Common Stock that vested.
F2 These shares are held by the Stuart A. Tanz Separate Property Trust U/A dated 6/16/2006 of which Stuart A. Tanz is a Trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney