Stuart A. Tanz - Jan 1, 2022 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC)

Role
Chief Executive Officer, Director
Signature
/s/ Michael B. Haines, Attorney-in-fact for Stuart A. Tanz
Stock symbol
ROIC
Transactions as of
Jan 1, 2022
Transactions value $
-$732,413
Form type
4
Date filed
1/4/2022, 03:17 PM
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Tax liability -$732K -37.4K -2.14% $19.60 1.71M Jan 1, 2022 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of Common Stock withheld by the Issuer in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted Common Stock that vested.
F2 These shares are held by the Stuart A. Tanz Separate Property Trust U/A dated 6/16/2006 of which Stuart A. Tanz is a Trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney