John Matthew Collins - 25 Jul 2023 Form 4 Insider Report for CALIX, INC (CALX)

Role
Chief Commercial Ops Officer
Signature
/s/ Tom Gemetti as Attorney-in-Fact for John Matthew Collins
Issuer symbol
CALX
Transactions as of
25 Jul 2023
Net transactions value
-$396,300
Form type
4
Filing time
26 Jul 2023, 16:09:57 UTC
Previous filing
03 May 2023
Next filing
30 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CALX Common Stock Options Exercise $34,750 +5,000 $6.95* 5,000 25 Jul 2023 Direct
transaction CALX Common Stock Options Exercise $40,150 +5,000 +100% $8.03* 10,000 25 Jul 2023 Direct
transaction CALX Common Stock Sale $471,200 -10,000 -100% $47.12 0 25 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CALX Stock Option (right to buy) Options Exercise $0 -5,000 -12% $0.000000 35,171 25 Jul 2023 Common Stock 5,000 $6.95 Direct F2
transaction CALX Stock Option (right to buy) Options Exercise $0 -5,000 -11% $0.000000 40,000 25 Jul 2023 Common Stock 5,000 $8.03 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold between $46.42 and $47.59 per share at a weighted average price of $47.12. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F2 80,000 of the shares subject to the option grant were fully vested and exercisable on July 17, 2021.
F3 45,000 of the shares subject to the option grant were fully vested and exercisable on February 14, 2023.