John Matthew Collins - 29 Oct 2021 Form 4 Insider Report for CALIX, INC (CALX)

Role
EVP, Commercial Operations
Signature
/s/ Tom Gemetti as Attorney-in-fact for John Matthew Collins
Issuer symbol
CALX
Transactions as of
29 Oct 2021
Net transactions value
-$600,525
Form type
4
Filing time
02 Nov 2021, 17:09:43 UTC
Previous filing
07 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CALX Common Stock Options Exercise $75,262 +10,829 $6.95* 10,829 29 Oct 2021 Direct
transaction CALX Common Stock Sale $550,693 -8,912 -82% $61.79 1,917 29 Oct 2021 Direct F1
transaction CALX Common Stock Sale $67,021 -1,088 -57% $61.60 829 29 Oct 2021 Direct F2
transaction CALX Common Stock Sale $58,072 -829 -100% $70.05 0 02 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CALX Stock Option (right to buy) Options Exercise $0 -10,829 -15% $0.000000 60,171 29 Oct 2021 Common Stock 10,829 $6.95 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold between $61.35 and $62.485 per share at a weighted average price of $61.7923. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F2 Shares sold between $61.50 and $61.775 per share at a weighted average price of $61.6001. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F3 Shares sold between $67.75 and $72.37 per share at a weighted average price of $70.0512. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F4 100% of the shares subject to the option grant were fully vested and exercisable on August 1, 2021.