Shane Eleniak - Sep 30, 2021 Form 4 Insider Report for CALIX, INC (CALX)

Role
EVP, Products
Signature
/s/ Tom Gemetti as Attorney-in-fact for Shane Eleniak
Stock symbol
CALX
Transactions as of
Sep 30, 2021
Transactions value $
-$1,106,300
Form type
4
Date filed
10/4/2021, 07:42 PM
Previous filing
Oct 4, 2021
Next filing
Oct 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CALX Common Stock Options Exercise $155K +26K $5.95* 26K Sep 30, 2021 Direct F1
transaction CALX Common Stock Sale -$1.26M -26K -100% $48.50 0 Sep 30, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CALX Stock Option (right to buy) Options Exercise $0 -26K -20.63% $0.00 100K Sep 30, 2021 Common Stock 26K $5.95 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 100% of the shares subject to the option grant were fully vested and exercisable on January 1, 2021.