Fred M. Fehsenfeld Jr - Aug 11, 2022 Form 4 Insider Report for Heritage-Crystal Clean, Inc. (HCCI)

Role
Director
Signature
/s/ Mark DeVita, Attorney-in-Fact
Stock symbol
HCCI
Transactions as of
Aug 11, 2022
Transactions value $
-$10,554,540
Form type
4
Date filed
8/15/2022, 09:30 PM
Previous filing
May 6, 2022
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCCI Common Stock Gift $0 -400K -38.55% $0.00 638K Feb 1, 2022 Direct F1
transaction HCCI Common Stock Sale -$1.14M -32.6K -4.4% $35.05 708K Aug 11, 2022 By Trust F2, F3
transaction HCCI Common Stock Sale -$241K -6.72K -0.95% $35.90 702K Aug 11, 2022 By Trust F3, F4
transaction HCCI Common Stock Sale -$5M -142K -20.31% $35.08 559K Aug 12, 2022 By Trust F3, F5
transaction HCCI Common Stock Sale -$4.17M -118K -21.15% $35.30 441K Aug 15, 2022 By Trust F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were transferred by the Reporting Person as a gift to the Kobe Foundation, Inc. The Reporting Person exercises investment discretion over but has no pecuniary interest in the securities held, or transactions by, the Kobe Foundation, Inc. and disclaims beneficial ownership of all such securities.
F2 The reported price is a volume weighted average price. The shares of Common Stock ("Shares") were sold in multiple transactions at prices ranging from $34.72 to $35.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of Shares sold by each of the Trusts (defined below) at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) of this Form 4.
F3 The reported securities are directly held by trusts for the benefit of the Reporting Person's family (the "Trusts"). The Reporting Person serves as trustee of each of the Trusts and therefore may be deemed to have beneficial ownership of the reported securities but disclaims such ownership except to the extent of his pecuniary interest therein.
F4 The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $35.50 to $36.02, inclusive.
F5 The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.68 to $35.26, inclusive.
F6 The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.82 to $35.64, inclusive.