Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SCU | Class A Shares | Disposed to Issuer | $0 | -1.74M | -42.52% | $0.00 | 2.35M | Nov 17, 2023 | Direct | F1 |
transaction | SCU | Class A Shares | Disposed to Issuer | -$29.8M | -2.35M | -100% | $12.70 | 0 | Nov 17, 2023 | Direct | F2 |
transaction | SCU | Class A Shares | Disposed to Issuer | -$330K | -26K | -100% | $12.70 | 0 | Nov 17, 2023 | Held by Trusts | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SCU | Class A Restricted Share Units | Disposed to Issuer | -$1.25M | -98.5K | -100% | $12.70 | 0 | Nov 17, 2023 | Class A Shares | 98.5K | Direct | F2, F3, F4 | |
transaction | SCU | Class A Restricted Share Units | Disposed to Issuer | -$9.31M | -733K | -100% | $12.70 | 0 | Nov 17, 2023 | Class A Shares | 733K | Direct | F2, F3, F5 |
James S. Levin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Forfeiture of unvested Performance Restricted Class A Shares. |
F2 | Disposed of as a result of the merger (the "Merger") pursuant to the previously announced Agreement and Plan of Merger, dated as of July 23, 2023, as amended, by and among the Sculptor Capital Management, Inc. (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company, Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent ("Merger Sub Inc."), Calder Sub I, LP, a Delaware limited partnership and subsidiary of Parent, Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent, and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent. |
F3 | Each Class A Restricted Share Unit represented a right to receive one of the Company's Class A Shares or the cash value thereof, upon the vesting date. |
F4 | The Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024. |
F5 | The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025. |