James S. Levin - Mar 21, 2023 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
CIO and CEO, Director
Signature
/s/ Wayne N. Cohen, power of attorney for James S. Levin
Stock symbol
SCU
Transactions as of
Mar 21, 2023
Transactions value $
$0
Form type
4
Date filed
3/22/2023, 04:36 PM
Previous filing
Jan 4, 2023
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Award $0 +16.7K +0.41% $0.00 4.08M Mar 21, 2023 Direct F1
holding SCU Class A Shares 26K Mar 21, 2023 Held by Trusts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +16.7K +2.35% $0.00 728K Mar 21, 2023 Class A Shares 16.7K Direct F2, F3
transaction SCU Class A Restricted Share Units Award $0 +2.25K +2.35% $0.00 97.8K Mar 21, 2023 Class A Shares 2.25K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A Shares are dividend equivalents accrued on outstanding Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F2 Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
F3 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F4 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.