Herbert Alvin Pollard - Jan 1, 2022 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Stock symbol
SCU
Transactions as of
Jan 1, 2022
Transactions value $
-$113,710
Form type
4
Date filed
1/5/2022, 05:15 AM
Previous filing
Dec 23, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Options Exercise $0 +3.03K +49.71% $0.00 9.13K Jan 1, 2022 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +1.75K +19.2% $0.00 10.9K Jan 1, 2022 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +9.06K +83.28% $0.00 19.9K Jan 1, 2022 Direct F1, F2
transaction SCU Class A Shares Tax liability -$114K -5.33K -26.7% $21.35 14.6K Jan 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Options Exercise $0 -3.03K -33.36% $0.00 6.06K Jan 1, 2022 Class A Shares 3.03K Direct F1, F2, F4
transaction SCU Class A Restricted Share Units Options Exercise $0 -1.75K -50.01% $0.00 1.75K Jan 1, 2022 Class A Shares 1.75K Direct F1, F2, F5
transaction SCU Class A Restricted Share Units Options Exercise $0 -9.06K -100% $0.00* 0 Jan 1, 2022 Class A Shares 9.06K Direct F1, F2, F6
holding SCU Class A Restricted Share Units 50K Jan 1, 2022 Class A Shares 50K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F3 Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on July 1, 2019.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.