Herbert Alvin Pollard - 01 Jan 2022 Form 4 Insider Report for Sculptor Capital Management, Inc.

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Issuer symbol
N/A
Transactions as of
01 Jan 2022
Net transactions value
-$113,710
Form type
4
Filing time
05 Jan 2022, 05:15:41 UTC
Previous filing
23 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Options Exercise $0 +3,032 +50% $0.000000 9,131 01 Jan 2022 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +1,753 +19% $0.000000 10,884 01 Jan 2022 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +9,064 +83% $0.000000 19,948 01 Jan 2022 Direct F1, F2
transaction SCU Class A Shares Tax liability $113,710 -5,326 -27% $21.35 14,622 01 Jan 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Options Exercise $0 -3,032 -33% $0.000000 6,058 01 Jan 2022 Class A Shares 3,032 Direct F1, F2, F4
transaction SCU Class A Restricted Share Units Options Exercise $0 -1,753 -50% $0.000000 1,752 01 Jan 2022 Class A Shares 1,753 Direct F1, F2, F5
transaction SCU Class A Restricted Share Units Options Exercise $0 -9,064 -100% $0.000000* 0 01 Jan 2022 Class A Shares 9,064 Direct F1, F2, F6
holding SCU Class A Restricted Share Units 50,000 01 Jan 2022 Class A Shares 50,000 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F3 Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on July 1, 2019.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.