David Michael Levine - 01 Jan 2022 Form 4 Insider Report for Sculptor Capital Management, Inc.

Role
Chief Legal Officer
Signature
/s/ Wayne N. Cohen, power of attorney for David Michael Levine
Issuer symbol
N/A
Transactions as of
01 Jan 2022
Net transactions value
-$54,442
Form type
4
Filing time
05 Jan 2022, 05:15:26 UTC
Previous filing
21 Dec 2021
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Options Exercise $0 +7,247 +13% $0.000000 61,675 01 Jan 2022 Direct F1
transaction SCU Class A Shares Options Exercise $0 +6,383 +10% $0.000000 68,058 01 Jan 2022 Direct F1
transaction SCU Class A Shares Options Exercise $0 +10,750 +16% $0.000000 78,808 01 Jan 2022 Direct F1
transaction SCU Class A Shares Tax liability $54,442 -2,550 -3.2% $21.35 76,258 01 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Options Exercise $0 -7,247 -33% $0.000000 14,492 01 Jan 2022 Class A Shares 7,247 Direct F1, F3, F4
transaction SCU Class A Restricted Share Units Options Exercise $0 -6,383 -50% $0.000000 6,382 01 Jan 2022 Class A Shares 6,383 Direct F1, F3, F5
transaction SCU Class A Restricted Share Units Options Exercise $0 -10,750 -100% $0.000000* 0 01 Jan 2022 Class A Shares 10,750 Direct F1, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2 Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
F3 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019.