Wayne Cohen - 01 Jan 2022 Form 4 Insider Report for Sculptor Capital Management, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Jan 2022, 05:15:09 UTC
Prior SEC filing
21 Dec 2021
Next SEC filing
07 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Wayne Cohen

Key filing fact

Wayne Cohen filed Form 4 for Sculptor Capital Management, Inc. on 05 Jan 2022.

Key facts

  • This page summarizes Wayne Cohen's Form 4 filing for Sculptor Capital Management, Inc..
  • 7 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 05 Jan 2022, 05:15.

Change

  • Previous filing in this sequence was filed on 21 Dec 2021.
  • Current net transaction value: -$42,871.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCU transaction

Class A Shares

Options Exercise

Transaction value
$0
Shares
+10,234
Change %
+2.5%
Price
$0.000000
Shares after
423,591
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1, F2
SCU transaction

Class A Shares

Options Exercise

Transaction value
$0
Shares
+6,006
Change %
+1.4%
Price
$0.000000
Shares after
429,597
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1, F2
SCU transaction

Class A Shares

Options Exercise

Transaction value
$0
Shares
+2,982
Change %
+0.69%
Price
$0.000000
Shares after
432,579
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1, F2
SCU transaction

Class A Shares

Tax liability

Transaction value
$42,871
Shares
-2,008
Change %
-0.46%
Price
$21.35
Shares after
430,571
Date
01 Jan 2022
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SCU transaction Derivative

Class A Restricted Share Units

Options Exercise

Transaction value
$0
Shares
-10,234
Change %
-33%
Price
$0.000000
Shares after
20,467
Date
01 Jan 2022
Ownership
Direct
Underlying class
Class A Shares
Underlying amount
10,234
Exercise price
Footnotes
F1, F2, F4
SCU transaction Derivative

Class A Restricted Share Units

Options Exercise

Transaction value
$0
Shares
-6,006
Change %
-50%
Price
$0.000000
Shares after
6,004
Date
01 Jan 2022
Ownership
Direct
Underlying class
Class A Shares
Underlying amount
6,006
Exercise price
Footnotes
F1, F2, F5
SCU transaction Derivative

Class A Restricted Share Units

Options Exercise

Transaction value
$0
Shares
-2,982
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jan 2022
Ownership
Direct
Underlying class
Class A Shares
Underlying amount
2,982
Exercise price
Footnotes
F1, F2, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.

Footnote F2

Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.

Footnote F3

Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.

Footnote F4

The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.

Footnote F5

The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023.

Footnote F6

The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019.

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