Herbert Alvin Pollard - 22 Nov 2021 Form 4 Insider Report for Sculptor Capital Management, Inc.

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Issuer symbol
N/A
Transactions as of
22 Nov 2021
Net transactions value
$0
Form type
4
Filing time
24 Nov 2021, 15:14:23 UTC
Previous filing
26 Aug 2021
Next filing
23 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +130 +1.5% $0.000000 9,064 22 Nov 2021 Class A Shares 130 Direct F1, F2, F3
transaction SCU Class A Restricted Share Units Award $0 +50 +1.4% $0.000000 3,505 22 Nov 2021 Class A Shares 50 Direct F1, F2, F4
transaction SCU Class A Restricted Share Units Award $0 +131 +1.5% $0.000000 9,090 22 Nov 2021 Class A Shares 131 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F2 The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
F3 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on July 1, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022, January 1, 2023 and January 1, 2024.